Why Is a 10-Q SEC Form Important in Commercial Real Estate?

All U.S. public companies are required to disclose information to the Securities and Exchange Commission (SEC) pertaining to their finances via the 10-Q Form, which is an unaudited report filed for each of the first three quarters of the company’s fiscal year. What Information is Included on the 10-Q SEC Form? The 10-Q Form contains information such as financial statements, ...

By |2022-06-20T17:24:17-04:00November 19, 2021|Categories: Financing|Tags: , , |Comments Off on Why Is a 10-Q SEC Form Important in Commercial Real Estate?

How an RIA Can Manage Your Real Estate Investment Interests

Registered investment advisors (RIAs) are available to investors as financial confidants and trustworthy fiduciaries. Enlisting an RIA to assist in a commercial real estate investment can not only ensure that you are taking the proper steps to diversify your assets, but also that you are using these assets to benefit your business and future financial investments. An RIA’s role is ...

By |2022-06-20T17:24:34-04:00October 29, 2021|Categories: Financing|Tags: |Comments Off on How an RIA Can Manage Your Real Estate Investment Interests

Does Your Company Need to File Form 8-K?

An 8-K, or Form 8-K, is a report intended for shareholders and the Securities and Exchange Commission (SEC), outlining any unscheduled or unplanned material events or corporate changes in a company. Some examples of these events or changes include acquisitions, bankruptcy, changes in leadership, or changes in finances for the year. Companies are legally required to submit an 8-K to ...

By |2022-06-20T17:24:38-04:00October 13, 2021|Categories: Financing|Tags: , |Comments Off on Does Your Company Need to File Form 8-K?

SEC Release IA 1092: Is Your CREF Adviser Registered?

As an investor, you probably rely on advisory services for your financial plans. If you’re a financial adviser, or think you might be wandering into the territory, you may also wonder what regulations and lines should and should not be crossed. When issues arise, you may wonder what recourse you have. Investors, rest assured that you're protected by the SEC. ...

By |2022-06-20T17:24:41-04:00October 8, 2021|Categories: Financing|Tags: , |Comments Off on SEC Release IA 1092: Is Your CREF Adviser Registered?

Why an Offering Memorandum Is Essential in Commercial Real Estate

Before you decide to invest in a commercial real estate property, you need to know the terms of the agreement, and any other pertinent information about the deal. Essentially, investors need to see the offer being made and how they might profit from that investment. All information about the offering is included in a legal document called an offering memorandum. ...

By |2022-06-20T17:25:16-04:00August 19, 2021|Categories: Financing|Tags: , , |Comments Off on Why an Offering Memorandum Is Essential in Commercial Real Estate

What is the Series 7 Exam?

The General Securities Representative exam, otherwise known as The Series 7 exam, is administered by The Financial Industry Regulatory Authority (FINRA). The examination comprises 125 multiple choice questions, and candidates have 225 minutes to complete them. The pass mark is 72%, and all examinees must be sponsored by a FINRA member firm. The Series 7 examines candidates on the four ...

By |2022-06-20T17:25:19-04:00August 13, 2021|Categories: Financing|Tags: , , |Comments Off on What is the Series 7 Exam?

What Is a Commercial Real Estate Prospectus?

As an investor, it is important to have enough financial information about a real estate investment before putting money into it. Companies that wish to offer bonds or stocks for sale to the public are mandated to submit certain documents to the Securities and Exchange Commission (SEC). One of these documents is the prospectus. This document gives investors a bird’s ...

By |2022-06-20T17:25:36-04:00July 29, 2021|Categories: Financing|Tags: , |Comments Off on What Is a Commercial Real Estate Prospectus?

What is a Mortgage Promissory Note in Commercial Real Estate?

Given that real estate is today’s best investment, why do relatively few people take advantage of it? Usually it’s because of the hassle. Real estate — in this case rental properties — is no straightforward investment. You’d need to invest in renovating and maintaining the property, ensuring the tenants pay their monthly rents, fixing toilets at 2 a.m and so ...

By |2022-06-20T17:25:52-04:00July 15, 2021|Categories: Financing|Tags: |Comments Off on What is a Mortgage Promissory Note in Commercial Real Estate?
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